Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Devine is a financial advisor with LPL Financial LLC. Ann has been working in the financial industry since November 15, 2001 and is registered with the Securities and Exchange Commission (SEC) and FINRA. Ann holds a Series 6, 7, 63 and 66 licenses. Ann Devine is also registered as an investment advisor in Alabama and Texas. Ann has experience working with clients such as individuals, high net worth individuals, charitable organizations, corporations and other businesses, pension and profit sharing plans, and state or municipal government entities. Ann Devine offers financial planning, portfolio management, consulting and other non-discretionary advisory services, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
09/16/2013 - Present
LPL Financial LLC (EUFAULA AL)
AL
01/04/2008 - 08/16/2013
STERNE AGEE FINANCIAL SERVICES, INC. (EUFAULA AL)
AL
01/02/2004 - 01/08/2008
NBC SECURITIES, INC. (EUFALA AL)
AL
04/06/2002 - 01/07/2004
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
02/13/2002 - 04/06/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NC
10/26/2000 - 01/23/2001
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
BOTH
Issued 05/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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