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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Seton Quinn is a financial advisor with The Ayco Company, LP, and has been in the industry since October 16, 1987. Ann Quinn specializes in a wide range of financial services, including financial planning, educational seminars, publication of periodicals, selection of other advisors, and portfolio management. Ann Quinn holds licenses to offer financial services in all 50 states and the District of Columbia. Ann Quinn has been a Registered Representative for The Ayco Company, LP since 2021. Prior to that, she was an employee of Mercer Allied Company, L.P., Goldman, Sachs & Co., Dolphin Securities, Inc., Edward Jones, Lincoln Financial Distributors, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services, Inc., and Moseley Securities Corporation. Ann Quinn has also passed multiple examinations, including the Series 3, Series 7, and Series 63 exams, and holds a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/31/2022 - Present
THE Ayco Company, LP (COHOES NY)
NY
08/30/2006 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
01/09/2006 - 08/29/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
05/13/2005 - 09/09/2005
DOLPHIN SECURITIES, INC. (SAN MARCOS CA)
MO
12/01/2003 - 04/07/2005
EDWARD JONES (ST. LOUIS MO)
PA
11/14/2003 - 12/05/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
05/22/2002 - 11/15/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/22/2002 - 11/14/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
RI
01/12/1994 - 09/18/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
05/11/1987 - 12/31/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
06/20/1986 - 12/01/1986
MOSELEY SECURITIES CORPORATION
BC
Issued 05/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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