Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Reinhold is a financial advisor with over 23 years of experience in the industry. Ann is currently registered with Wells Fargo Clearing Services, LLC in Lexington, Kentucky and has been with the firm since October 2012. Prior to joining Wells Fargo, Ann worked for Morgan Stanley Smith Barney. Ann has passed the Series 3, 7, 9, 10, 31, 63, 65, SIE, and 99TO exams. Ann holds a Power of Attorney for her mother. Ann provides financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
10/22/2012 - Present
Wells Fargo Clearing Services, LLC (LEXINGTON KY)
KY
06/01/2009 - 06/26/2012
MORGAN STANLEY SMITH BARNEY (LEXINGTON KY)
KY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LEXINGTON KY)
KY
12/24/1998 - 04/02/2007
MORGAN STANLEY DW INC. (LEXINGTON KY)
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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