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Ann Que Trang

Fidelity Brokerage Services LLC

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About Ann Que Trang

Ann Que Trang is a registered representative with Fidelity Brokerage Services LLC. Ann has been in the securities industry for 11 years and has been with Fidelity Brokerage Services LLC since 2014. Ann holds Series 7 and Series 63 licenses and the SIE exam. Ann is registered to sell securities in 51 states.

Firm Information

Ann Trang is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ann Trang’s Registration & Firm History

TX

08/21/2017 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

10/27/2014 - 09/22/2015

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 12/23/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ann Que Trang.
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