Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Nguyen Brightly is a financial advisor with National Financial Services LLC located in Boston, Massachusetts. Ann is a Series 7, Series 63, and SIE licensed professional. Ann has over 17 years of experience in the financial industry. She has a background in providing financial advice to clients in Boston. Ann has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and National Financial Services LLC. Ann is currently registered with the state of Massachusetts and Rhode Island. Ann focuses on providing financial advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/10/2024 - Present
National Financial Services LLC (BOSTON MA)
MA
03/12/2013 - 04/14/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
01/17/2007 - 03/15/2011
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 06/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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