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Ann Marie Walker

Northland Securities, Inc.

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About Ann Marie Walker

Ann Walker is a financial professional with over 25 years of experience in the securities industry. Ann is currently registered with Northland Securities, Inc. Ann is a Series 7, Series 63, Series 24, and Series 99TO licensed professional. Ann has a history of working with high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Ann's experience includes financial planning, portfolio management for individuals, research services, and selection of other advisors.

Firm Information

Ann Walker is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Ann Walker’s Registration & Firm History

MN

09/25/2002 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

03/05/2001 - 09/16/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

08/31/1999 - 03/05/2001

STOCKWALK.COM, INC. (MINNEAPOLIS MN)

MN

06/30/1997 - 09/01/1999

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

MN

10/03/1995 - 05/28/1997

SUMMIT INVESTMENT CORPORATION (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ann Marie Walker.
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