Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Marie Sherman is a financial advisor with Canaccord Genuity LLC. Ann has been in the financial services industry since 2000. Ann holds the Series 6, 7, 24, and 63 licenses. Ann is registered to provide investment advice in Massachusetts and New York. Ann has experience with individual investors, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/16/2023 - Present
Canaccord Genuity LLC (BOSTON MA)
MA
09/24/2012 - 08/15/2023
SANTANDER SECURITIES LLC (Dorchester MA)
MA
02/03/2006 - 08/28/2012
CCO INVESTMENT SERVICES CORP. (NORWOOD MA)
PA
12/18/2000 - 07/02/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BC
Issued 05/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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