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Ann Marie Prizzi

Raymond James & Associates, Inc.

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About Ann Marie Prizzi

Ann Marie Prizzi is a financial advisor with over 30 years of experience in the industry. Ann Marie is currently registered with Raymond James & Associates, Inc. Prior to joining Raymond James, Ann Marie worked with B. Riley Wealth Management and National Securities Corporation. Ann Marie has held licenses and registrations in a variety of states throughout her career. She offers a range of services to her clients, including financial planning, portfolio management for businesses and individuals, and pension consulting. Ann Marie is committed to providing her clients with personalized service and guidance to help them achieve their financial goals.

Firm Information

Ann Prizzi is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ann Prizzi’s Registration & Firm History

NJ

09/05/2024 - Present

Raymond James & Associates, Inc. (PARAMUS NJ)

NJ

07/22/2022 - 09/06/2024

B. RILEY WEALTH MANAGEMENT (Paramus NJ)

NJ

08/23/2019 - 07/22/2022

NATIONAL SECURITIES CORPORATION (PARAMUS NJ)

NJ

06/01/2007 - 08/26/2019

CAPITOL SECURITIES MANAGEMENT, INC. (FLORHAM PARK NJ)

NJ

01/12/2001 - 06/18/2007

UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)

NY

06/07/1991 - 01/18/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/25/1990 - 04/02/1991

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/20/1986 - 09/27/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/23/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/07/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1989

Series 3 - National Commodity Futures Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Ann Marie Prizzi. Review regulatory record here.
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