Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Marie Novosel is an investment advisor representative at Commonwealth Financial Network, having joined the firm in October 2020. Ann Marie has been in the industry since 1983 and has a diverse background with experience at several firms. Her expertise includes financial planning, portfolio management, and educational seminars. Ann Marie has been registered with the Securities and Exchange Commission (SEC) as an investment advisor representative since 2020, and is also registered with the Financial Industry Regulatory Authority (FINRA). Ann Marie holds several licenses, including Series 63, 65, 7 and 24. Ann Marie is dedicated to providing comprehensive financial guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/15/2020 - Present
Commonwealth Financial Network (Seattle WA)
WA
04/02/1993 - 10/15/2020
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
VA
02/01/1991 - 04/21/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
10/01/1986 - 02/04/1991
PACIFIC FIRST SECURITIES, LTD.
NA
03/01/1983 - 10/24/1986
ISFA CORPORATION
IA
Issued 10/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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