Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Nicholson is a financial advisor with over 25 years of experience in the industry. She is currently registered with First Kentucky Securities Corp. in Louisville, Kentucky. Ann has a diverse range of experience in the financial industry, having worked for several prominent firms including J.J.B HILLIARD, W.L. LYONS, LLC, MORGAN KEEGAN & COMPANY, INC., UBS PAINEWEBBER INC., and J.C. BRADFORD & CO.. Ann specializes in providing portfolio management, financial planning, and selection of other advisors services. She is committed to providing her clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
03/19/2012 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
02/28/2011 - 03/20/2012
J.J.B HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
KY
05/18/2001 - 04/22/2010
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
NJ
08/11/2000 - 06/01/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/10/2000 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
05/26/1998 - 03/10/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/31/1995 - 05/22/1998
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 06/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/12/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/2015
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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