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Ann Marie Giudice

First Trust Portfolios LP

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About Ann Marie Giudice

Ann Marie Giudice is an investment professional with over 10 years of experience in the financial industry. Ann Marie is currently registered with First Trust Portfolios LP and holds the Series 99 and the Securities Industry Essentials (SIE) exams.

Firm Information

Ann Giudice is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ann Giudice’s Registration & Firm History

IL

10/16/2012 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ann Marie Giudice.
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