Unclaimed
Ann-marie Elizabeth Pearce is a registered representative with TP Icap Global Markets Americas LLC. Ann-marie has been in the securities industry since 2003. Prior to joining TP Icap Global Markets Americas LLC, Ann-marie was employed by EQUILEND, Jefferies LLC, FORTIS SECURITIES LLC, ING FINANCIAL MARKETS LLC, and Nomura Securities International, Inc.. Ann-marie is licensed to sell securities in New York and holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2020 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/31/2017 - 04/05/2019
EQUILEND (New York NY)
NY
03/31/2010 - 07/30/2015
JEFFERIES LLC (NEW YORK NY)
NY
04/12/2004 - 03/02/2010
FORTIS SECURITIES LLC (NEW YORK NY)
NY
04/16/2002 - 03/19/2004
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
07/11/2000 - 03/19/2002
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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