Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann marie? Claim Your ProfileAnn marie Brancato is a financial advisor registered with Janney Montgomery Scott LLC. Ann marie Brancato has been in the financial services industry since December 21, 1983. Ann marie Brancato is licensed to provide investment advice in the following states: California, Colorado, District of Columbia, Florida, Iowa, Maryland, Michigan, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Virginia, Washington, and Wisconsin. Ann marie Brancato is also registered as a registered representative with FINRA. Ann marie Brancato also has experience with RBC Capital Markets, LLC and Wachovia Securities, LLC. Ann marie Brancato has passed the following FINRA exams: Series 63, Series 66, Series 7, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
01/19/2022 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
07/13/2006 - 06/29/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
11/28/2005 - 07/17/2006
WACHOVIA SECURITIES, LLC (RED BANK NJ)
NY
11/28/1984 - 12/19/2005
ADVEST, INC. (STATEN ISLAND NY)
NA
11/27/1984 - 12/12/1984
ADVEST, INC.
NA
07/18/1984 - 12/05/1984
FIRSTMARK SECURITIES, INC.
NA
12/21/1983 - 07/16/1984
UNDERHILL ASSOCIATES, INCORPORATED
BOTH
Issued 09/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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