Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann marie? Claim Your ProfileAnn Marie Butterman is a financial advisor with iCapital Markets LLC, a registered broker-dealer. Ann Marie has been in the financial industry for over a year and is registered to sell securities in New Jersey and New York. Ann Marie holds the Series 7TO, SIE and Series 63 licenses. Previously Ann Marie worked for Simon Markets LLC, a registered broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
04/15/2022 - 12/01/2023
SIMON MARKETS LLC (NEW YORK NY)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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