Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Marie Atchison is a financial advisor with UBS Financial Services Inc. Ann has been in the financial services industry since 1999. She has held positions at various firms including Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Ann is licensed to provide securities and investment advisory services in multiple states, including Florida, Texas, California, Georgia, Illinois, Maryland, North Carolina, and Virginia. Ann holds a variety of industry certifications, including Series 6, 7, 31, 63 and 65. Ann is also a member of the GFWC Temple Terrace Junior Woman's Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/07/2008 - Present
UBS Financial Services Inc. (TAMPA FL)
FL
04/02/2007 - 11/11/2008
MORGAN STANLEY & CO. INCORPORATED (TAMPA FL)
FL
01/24/2001 - 04/02/2007
MORGAN STANLEY DW INC. (TAMPA FL)
NJ
08/14/1999 - 09/06/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ann Atchison is the right advisor for you? Invested Better is here to help.
