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Ann-margret Stephanie Noble

Hightower Securities, LLC

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About Ann-margret Stephanie Noble

Ann-margret Noble is a financial advisor registered with Hightower Securities, LLC. She is located in Scottsdale, AZ. Ann-margret Noble has been in the industry for over 20 years and holds several licenses, including Series 6, 7 and 63. She also holds the SIE exam. Ann-margret Noble has previously worked with firms such as PURSHE KAPLAN STERLING INVESTMENTS, AIG FINANCIAL ADVISORS, INC., SUNAMERICA SECURITIES, INC., and COMPASS BROKERAGE, INC..

Firm Information

Ann-margret Noble is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ann-margret Noble’s Registration & Firm History

AZ

10/25/2018 - Present

Hightower Securities, LLC (Scottsdale AZ)

AZ

03/31/2008 - 10/25/2018

PURSHE KAPLAN STERLING INVESTMENTS (SCOTTSDALE AZ)

AZ

10/31/2005 - 04/11/2008

AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)

AZ

07/05/2005 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AL

01/13/2004 - 06/23/2005

COMPASS BROKERAGE, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 01/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/09/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ann-margret Stephanie Noble. Review regulatory record here.
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