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Ann M Marshall

Santander Securities LLC

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About Ann M Marshall

Ann Marshall is a financial advisor with Santander Securities LLC in Swansea, MA. Ann has been a financial advisor for over 20 years. Ann is a Series 6, Series 63 and SIE licensed advisor with expertise in financial planning, selection of other advisors and portfolio management for individuals and businesses. Prior to working with Santander Securities LLC, Ann was affiliated with LPL FINANCIAL LLC, IFMG SECURITIES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC. and QUICK & REILLY, INC.

Firm Information

Ann Marshall is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ann Marshall’s Registration & Firm History

MA

09/19/2012 - Present

Santander Securities LLC (Swansea MA)

MA

05/27/2008 - 09/19/2012

LPL FINANCIAL LLC (NEW BEDFORD MA)

MA

03/30/2005 - 05/27/2008

IFMG SECURITIES, INC. (SEEKONK MA)

MA

10/20/2004 - 12/10/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

12/15/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Ann M Marshall. Review regulatory record here.
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