Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Lamontagne Swartz is a financial advisor with over 30 years of experience in the industry. Ann is currently registered with Integrated Wealth Concepts LLC and has previously held positions at Lincoln Financial Advisors Corporation and New England Securities. Ann is a Chartered Financial Consultant and holds Series 6, 7, 24, 26 and 63 licenses. Ann provides investment advisory services to individuals, businesses, and charitable organizations. Ann offers financial planning, portfolio management, and pension consulting services. Ann is committed to providing her clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
10/04/2016 - Present
Integrated Wealth Concepts LLC (ROCKLAND MA)
MA
03/18/2014 - 10/04/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (WALTHAM MA)
MA
06/26/2001 - 04/11/2013
NEW ENGLAND SECURITIES (BOSTON MA)
NE
12/21/1989 - 06/11/2001
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 12/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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