linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ann Katherine Reddy

NBC Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ann? Claim Your Profile

About Ann Katherine Reddy

Ann Katherine Reddy is a Registered Representative and Investment Advisor Representative with NBC Securities, Inc. Ann has been in the securities industry since 1987 and has been with NBC Securities, Inc. since 1995. Ann is licensed to sell securities in Alabama and North Carolina. Ann's specializations include retirement planning, mutual funds, stocks, bonds and options. Ann has a Series 7, Series 63, Series 99TO and SIE. Ann is also a registered principal with the firm. Ann has a strong track record of success in helping clients achieve their financial goals. Ann is dedicated to providing her clients with personalized service and attention.

Firm Information

Ann Reddy is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ann Reddy’s Registration & Firm History

AL

09/05/1995 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

AL

01/21/1987 - 09/11/1995

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

Not sure if Ann Katherine Reddy is right for you?

Licenses & Designations

BC

Issued 02/03/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ann Katherine Reddy.
Not sure if Ann Katherine Reddy is right for you?