Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann katherine? Claim Your ProfileAnn Katherine Ledyard has been a financial advisor in the industry since December 8, 1992, and is currently registered with Ameriprise Financial Services, LLC. Ann Katherine is also registered with the state of Arkansas. Ann Katherine has experience with a variety of firms, including Crews & Associates, Inc., Wunderlich Securities, Inc., and Morgan Stanley Smith Barney. Ann Katherine specializes in providing financial planning, asset allocation services, educational seminars, and portfolio management for individuals and businesses. Ann Katherine also provides pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
11/17/2023 - Present
Ameriprise Financial Services, LLC (LITTLE ROCK AR)
AR
06/07/2021 - 08/22/2023
AMERIPRISE FINANCIAL SERVICES, LLC (N LITTLE ROCK AR)
AR
07/13/2015 - 09/01/2020
CREWS & ASSOCIATES, INC. (Little Rock AR)
AR
09/09/2013 - 07/15/2015
WUNDERLICH SECURITIES, INC. (LITTLE ROCK AR)
AR
04/19/2011 - 03/26/2012
WFG INVESTMENTS, INC. (LITTLE ROCK AR)
AR
01/20/2011 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (LITTLE ROCK AR)
GA
01/20/2006 - 12/23/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)
NJ
07/05/1988 - 03/03/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
12/24/1987 - 05/16/1988
GASTON, LANPHIER & ASSOCIATES, INC.
NA
05/05/1988 - 05/11/1988
STEPHENS INC.
NA
01/19/1987 - 07/18/1987
SAL CLEARING CORPORATION
NA
01/21/1986 - 01/20/1987
STEPHENS, INC.
BOTH
Issued 10/11/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ann katherine Ledyard is the right advisor for you? Invested Better is here to help.
