Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Isabel Daugherty is a financial advisor with over 30 years of experience in the industry. Ann currently works at IBN Financial Services, Inc. in Liverpool, New York. Previously, Ann worked for a number of firms including Freedom Investors Corp., Merrimac Corporate Securities, Inc., East / West Securities Corp., and Brookville Capital Partners LLC. Ann has a broad range of experience in the financial services industry and is licensed to provide advisory services in the state of California and Georgia. Ann holds Series 6, 7, 24, 63, and 65 licenses. Ann's firm manages approximately $163 million in client assets and specializes in portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Selection and monitoring fees
1
2
NY
06/30/2017 - Present
IBN Financial Services, Inc. (LIVERPOOL NY)
FL
08/18/2014 - 06/30/2017
FREEDOM INVESTORS CORP. (Longwood FL)
FL
11/04/2010 - 12/31/2014
MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)
CA
07/16/2012 - 12/18/2012
EAST / WEST SECURITIES CORP. (SAN FRANCISCO CA)
NY
10/14/2010 - 11/26/2010
BROOKVILLE CAPITAL PARTNERS LLC. (MELVILLE NY)
FL
08/25/2009 - 10/19/2010
WALLSTREET*E FINANCIAL SERVICES, INC. (CORAL GABLES FL)
CA
01/17/2006 - 08/14/2009
INVESTORS CAPITAL CORP. (SAN FRANCISCO CA)
NY
08/23/2005 - 01/03/2006
MFR SECURITIES, INC. (NEW YORK NY)
NY
12/18/2003 - 08/30/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
MA
09/03/2003 - 12/31/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CA
05/08/2002 - 05/28/2003
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
CA
01/16/2002 - 03/26/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
NJ
07/16/1998 - 09/26/2000
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
10/04/1995 - 07/14/1998
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
10/10/1990 - 05/02/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/23/1986 - 09/28/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
08/15/1983 - 09/29/1986
FIRST INVESTORS CORPORATION
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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