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Ann Henry Nichols

Tickrs Clearing

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About Ann Henry Nichols

Ann Nichols is a financial professional with Tickrs Clearing, a firm headquartered in Irvine, California. Ann has been in the industry since June 20, 2024 and holds Series 7TO, Series 63 and SIE licenses. Ann is registered in California, Illinois, New York, South Carolina and Texas.

Firm Information

Ann Nichols is currently registered with Tickrs Clearing. Tickrs Clearing is a Limited Liability Company formed on December 22, 2020. It is registered in 15 states, including California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, South Carolina, and Texas. The firm also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ann Nichols’s Registration & Firm History

CA

06/21/2024 - Present

Tickrs Clearing (IRVINE CA)

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Licenses & Designations

BC

Issued 06/27/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ann Henry Nichols.
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