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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn East is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ann has been in the industry for over 15 years and has a wide range of experience in investment management and financial planning. Ann is registered to provide investment advice in over 50 states and has a number of professional designations. Ann has a focus on providing portfolio management for both individuals and businesses. Ann is also a registered investment advisor representative in Kentucky, Indiana, Texas, and West Virginia. Ann is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
05/16/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNTINGTON WV)
KY
11/28/2022 - 03/20/2024
ROBERT W. BAIRD & CO. INCORPORATED (Louisville KY)
KY
05/09/2016 - 11/30/2022
EDWARD JONES (LOUISVILLE KY)
KY
04/04/2014 - 03/09/2015
EDWARD JONES (LOUISVILLE KY)
KY
11/02/2012 - 03/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
KY
02/03/2011 - 11/12/2012
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
IN
10/13/2009 - 02/02/2011
NEW COVENANT FUNDS DISTRIBUTOR, INC. (JEFFERSONVILLE IN)
KY
05/29/2009 - 10/16/2009
LPL FINANCIAL CORPORATION (LOUISVILLE KY)
KY
04/04/2006 - 12/03/2007
INVEST FINANCIAL CORPORATION (LOUISVILLE KY)
KY
06/21/2005 - 03/29/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BOTH
Issued 06/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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