Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Re is a financial advisor with over 30 years of experience in the financial services industry. Ann is registered with LPL Financial LLC and has held previous roles with Key Investment Services LLC, Wells Fargo Advisors, LLC, Compass Brokerage, Inc., BANC One Securities Corporation, SWS Financial Services, GNA Securities, Inc., GS2 Securities, Inc., Rauscher Pierce Refsnes, Inc., Kemper Securities Group, Inc., Lovett Underwood Neuhaus & Webb, Inc., and Underwood, Neuhaus & Co., Incorporated. Ann specializes in providing a variety of financial services including financial planning, portfolio management for businesses and individuals, and educational seminars. Ann is a dedicated financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/18/2012 - Present
LPL Financial LLC (CENTENNIAL CO)
CO
10/12/2009 - 09/10/2012
KEY INVESTMENT SERVICES LLC (HIGHLANDS RANCH CO)
CO
03/04/2009 - 09/21/2009
WELLS FARGO ADVISORS, LLC (ENGLEWOOD CO)
TX
01/31/2005 - 12/19/2008
COMPASS BROKERAGE, INC. (HOUSTON TX)
IL
12/19/2001 - 01/21/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
09/30/1997 - 12/31/1999
SWS FINANCIAL SERVICES (DALLAS TX)
VA
04/06/1995 - 06/12/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
WI
07/06/1994 - 12/31/1994
GS2 SECURITIES, INC. (MILWAUKEE WI)
TX
07/13/1991 - 07/13/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
09/04/1990 - 07/15/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
04/25/1986 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
BC
Issued 05/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ann Re is the right advisor for you? Invested Better is here to help.
