Unclaimed
Ann Elizabeth Farley is a financial professional with over 30 years of experience in the securities industry. Ann is currently registered with Pacific Select Distributors, LLC in California. Ann has a strong track record of success in the financial services industry, holding licenses and certifications from FINRA. Ann's previous experience includes working for firms such as Jackson National Life Distributors, Inc., Interstate/Johnson Lane Corporation, SunAmerica Securities, Inc. and Endeavor Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/04/2002 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
TN
12/02/1996 - 03/24/2000
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NC
09/13/1995 - 10/18/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
AZ
08/14/1992 - 09/21/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CO
07/23/1987 - 10/17/1990
ENDEAVOR GROUP (DENVER CO)
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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