Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Elizabeth Digiorgio is a financial professional with over 40 years of experience in the industry. Ann is currently registered with Stifel, Nicolaus & Company, Inc. and Finance 500, Inc. Ann has a strong background in various financial services roles, including experience as a General Securities Principal and a Municipal Securities Principal. Ann also holds a Series 7, Series 52TO, Series 53, Series 79TO, Series 99TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/16/2024 - Present
Stifel, Nicolaus & Company, Inc. (Irvine CA)
CA
06/05/2013 - 06/06/2014
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
05/27/2011 - 05/21/2013
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
WA
04/06/2011 - 06/06/2011
NORTHWEST INVESTMENT ADVISORS, INC. (SPOKANE WA)
CA
03/29/2011 - 05/23/2011
WFP SECURITIES (SAN DIEGO CA)
CA
09/10/2007 - 05/23/2011
RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)
CA
11/04/2002 - 05/23/2011
CATAPULT ADVISORS LLC (SAN FRANCISCO CA)
CA
12/20/2002 - 01/14/2011
BONDDESK TRADING LLC (CARLSBAD CA)
CA
02/10/2004 - 05/28/2010
HOLBROOK & COMPANY LLC (SAN RAFAEL CA)
CA
01/10/2006 - 07/29/2008
SHORELINE PACIFIC, LLC (SAN FRANCISCO CA)
CA
12/06/2005 - 12/01/2006
USA ADVANCED PLANNERS INC. (SAN DIEGO CA)
CA
04/05/2004 - 06/08/2006
FTP SECURITIES LLC (SAN FRANCISCO CA)
MI
09/23/2004 - 04/27/2005
ADVOCATE, MD SECURITIES INC. (GRAND RAPIDS MI)
WA
04/22/2004 - 12/03/2004
RAINIER SECURITIES, LLC (MERCER ISLAND WA)
CA
07/09/2004 - 08/27/2004
EISENHOWER FINANCIAL SERVICES, LLC (SAN FRANCISCO CA)
CA
01/10/2003 - 09/23/2003
SHORELINE PACIFIC, LLC (SAN FRANCISCO CA)
CA
12/20/1999 - 05/23/2002
EBONDTRADE (WALNUT CREEK CA)
CA
11/10/1998 - 07/15/1999
SECURITY RESEARCH ASSOCIATES, INC. (SAN FRANCISCO CA)
WY
06/29/1998 - 08/07/1998
FITZGERALD CAPITAL ADVISERS, LTD. (TETON VILLAGE WY)
CA
11/12/1992 - 09/18/1997
COAST PARTNERS SECURITIES, INC. (SAN RAFAEL CA)
CA
11/10/1992 - 01/01/1994
WESTERN SELECT SECURITIES, INC. (SAN FRANCISCO CA)
NA
01/11/1989 - 02/02/1993
CYPRESS CAPITAL CORPORATION
NA
07/20/1981 - 06/15/1988
PACIFIC SECURITIES, INC.
IA
Issued 05/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/06/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/30/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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