Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Canning is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ann is a Registered Representative with Series 7, Series 6, and Series 63 licenses. Ann has been in the financial services industry since 1999. Ann has experience with a variety of clients, including high-net-worth individuals, corporations, and institutions. Ann has a strong track record of providing financial advice and investment management services. Ann specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients. Ann is committed to providing her clients with the highest level of service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
MA
11/05/2008 - 06/04/2009
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
MA
10/05/2007 - 06/24/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
11/22/1995 - 10/28/2005
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NY
12/07/1993 - 01/12/1994
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 03/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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