Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Davis is an investment advisor representative associated with Empower Advisory Group, LLC. Ann has been in the securities industry since May 18, 2014. Ann is registered in 52 states as a broker-dealer, and is also registered as an investment advisor representative in Indiana. Ann has experience with several firms, including J.P. Morgan Securities LLC, Fifth Third Securities, Inc., and LPL Financial LLC. Ann offers financial planning and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/08/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
IN
12/11/2019 - 05/17/2021
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
09/10/2015 - 09/13/2019
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IN
05/14/2012 - 09/11/2012
LPL FINANCIAL LLC (INDIANAPOLIS IN)
IN
07/08/2011 - 11/30/2011
FOOTHILL SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/20/2008 - 07/30/2009
MML INVESTORS SERVICES, INC. (INDIANAPOLIS IN)
IA
Issued 10/01/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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