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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Chung is a financial advisor with over 20 years of experience in the industry. Currently, Ann is an Investment Advisor Representative at Pasadena Private Wealth, LLC. Ann Chung has held previous roles at Pensionmark Securities, LLC, Purshe Kaplan Sterling Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc., Chase Investment Services Corp., WAMU Investments, Inc., SunAmerica Securities, Inc., and Washington Square Securities, Inc. Ann Chung holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Ann specializes in providing financial planning, portfolio management for individuals and pooled investment vehicles, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
02/01/2019 - Present
Pasadena Private Wealth, LLC (PASADENA CA)
CA
05/18/2020 - 05/02/2024
PENSIONMARK SECURITIES, LLC (Pasadena CA)
CA
02/12/2019 - 05/18/2020
PURSHE KAPLAN STERLING INVESTMENTS (Pasadena CA)
CA
06/14/2013 - 01/30/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
01/04/2010 - 10/07/2011
U.S. BANCORP INVESTMENTS, INC. (LAGUNA NIGUEL CA)
CA
05/02/2009 - 12/03/2009
CHASE INVESTMENT SERVICES CORP. (SAN CLEMENTE CA)
CA
02/12/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
AZ
08/06/1998 - 03/18/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CT
09/01/1997 - 12/31/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 08/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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