Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Frigon is a financial advisor with LPL Financial LLC. Ann has been in the industry since February 20, 1992. Ann holds the Series 63, Series 7 and Series 24 licenses. Ann also holds the SIE designation. Ann is registered in 23 states including Alabama, Arizona, Arkansas, Colorado, Florida, Georgia, Illinois, Iowa, Kansas, Missouri, Nebraska, New Jersey, New Mexico, Ohio, Oklahoma, Oregon, South Carolina, Texas, Washington and Wisconsin. Ann has experience providing financial advice to high net worth individuals, corporations and other businesses, charitable organizations, pension and profit sharing plans and individuals other than high net worth. Ann's firm, LPL Financial LLC, has approximately $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/27/2023 - Present
LPL Financial LLC (Roach MO)
KS
08/19/2019 - 04/03/2023
FBL MARKETING SERVICES, LLC (Dodge City KS)
KS
08/28/2017 - 08/22/2019
CETERA ADVISOR NETWORKS LLC (DODGE CITY KS)
KS
02/21/1992 - 09/05/2017
LPL FINANCIAL LLC (DODGE CITY KS)
BC
Issued 02/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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