Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Catherine Myers is a financial professional with over 29 years of experience in the financial services industry. Ann is currently registered with BNP Paribas Securities Corp. and has held previous roles at BNP Paribas Prime Brokerage, Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, CSFP Capital, Inc., and ING Barings (U.S.) Securities, Inc. Ann holds several professional licenses, including Series 4, 7, 8, 9, 10, 14, 24, 79, and the SIE. Ann is dedicated to providing her clients with comprehensive financial guidance and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/06/2010 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
11/10/2008 - 10/11/2010
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
11/10/2008 - 10/04/2010
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/31/2006 - 12/10/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/29/1999 - 07/26/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/23/1996 - 11/03/1999
CSFP CAPITAL, INC. (NEW YORK NY)
NY
07/02/1993 - 10/14/1996
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/01/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/1993
Series 14 - Compliance Officer Examination
BC
Issued 12/15/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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