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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Bettendorf Freeman is a financial advisor with over 30 years of experience in the industry. Ann is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide securities and investment advisory services in 29 states and the District of Columbia. Prior to joining Merrill Lynch, Ann worked at Morgan Stanley and The Buckingham Research Group Incorporated. Ann holds Series 7, Series 63, and Series 65 licenses. She specializes in providing investment advice to individuals, corporations, and institutions. Ann is also a member of the Ellevate Network, a professional women's network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
OH
08/15/2014 - 09/22/2023
MORGAN STANLEY (Columbus OH)
IL
04/02/2009 - 04/22/2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (CHICAGO IL)
IL
09/22/2008 - 01/27/2009
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
07/07/1992 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
12/21/1989 - 05/23/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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