Unclaimed
Ann Barbara Ennis is a financial advisor with Metlife Investors Distribution Co. Ann is a licensed broker in 21 states and holds the Series 6, 7, 24, 63 and SIE licenses as well as the Uniform Investment Adviser Law Examination. Ann has been in the financial services industry since 1992 and has previous experience with Metlife Securities, Inc., Newport Group Securities, Inc., GWFS Equities, Inc., PRUCO Securities, LLC, Clark Securities, Inc., Clark-Bardes Securities, Inc. and Northwestern Mutual Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/30/2016 - Present
Metlife Investors Distribution Co. (Dallas TX)
TX
10/13/2010 - 06/30/2016
METLIFE SECURITIES, INC (Dallas TX)
FL
01/12/2010 - 09/24/2010
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
TX
11/14/2006 - 12/14/2009
GWFS EQUITIES, INC. (DALLAS TX)
TX
04/06/2005 - 11/07/2006
PRUCO SECURITIES, LLC. (DALLAS TX)
NC
07/02/2001 - 02/28/2005
CLARK SECURITIES, INC. (GREENSBORO NC)
TX
12/02/1999 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
TX
04/08/1998 - 09/09/1998
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
WI
09/08/1992 - 02/09/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 01/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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