Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Aris Polonsky is a financial advisor registered with Raymond James & Associates, Inc. Ann has been a registered representative for over 8 years. Prior to joining Raymond James & Associates, Inc. Ann was employed by J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP. and Edward Jones. Ann has passed the Series 6, Series 7TO, Series 66 and SIE exams. Ann holds registrations in 17 states. Ann is a Colorado Springs, Colorado based advisor and is licensed to provide advisory services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/08/2020 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
CO
10/01/2012 - 07/29/2015
J.P. MORGAN SECURITIES LLC (COLORADO SPRINGS CO)
CO
09/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLORADO SPRINGS CO)
BOTH
Issued 07/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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