Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Marie Unitas is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ann Marie has been in the financial services industry since 1984. Ann Marie holds both Series 7 and Series 66 licenses. Ann Marie has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2005. Previously, Ann Marie was a registered representative with Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, DB Alex. Brown LLC and Alex. Brown & Sons Incorporated. Ann Marie's specializations include providing financial advice to insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, individuals other than high net worth, pension and profit sharing plans, banking or thrift institutions, and state or municipal government entities. Ann Marie's firm offers a range of services, including financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/04/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALTIMORE MD)
NY
01/17/2003 - 06/02/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/18/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MD
09/01/1997 - 02/25/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
12/21/1990 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
TX
03/22/1984 - 09/25/1990
VAN KAMPEN MERRITT INC. (HOUSTON TX)
BOTH
Issued 12/1/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/1/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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