Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anmol? Claim Your ProfileAnmol Sinha is a financial professional with over 7 years of experience in the industry. Anmol is currently registered with Capital Client Group, Inc. and has been active since June 2022. Anmol previously worked at PIMCO INVESTMENTS LLC from October 2014 to January 2022. Anmol holds Series 3, 7, and 63 securities licenses as well as the Series 66 license. Anmol is registered in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
06/22/2022 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
10/28/2014 - 01/28/2022
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
BOTH
Issued 06/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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