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Anlong Li

HAP Trading, LLC

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About Anlong Li

Anlong Li has over 30 years of experience in the financial services industry. Anlong Li is currently registered with Hap Trading, LLC. Prior to joining Hap Trading, LLC Anlong Li worked at several other firms including XR Securities LLC, Allston Trading LLC, SPOT TRADING L.L.C., Citadel Trading Group L.L.C., ABN AMRO INCORPORATED, First Chicago Capital Markets, Inc., Salomon Brothers Inc., and Lehman Brothers Inc. Anlong Li holds a number of licenses and registrations, including the Series 3, 7, 24, 56, 57TO and SIE exams.

Firm Information

Anlong Li is currently registered with HAP Trading, LLC. HAP Trading, LLC is a Limited Liability Company formed on August 26, 1997. The firm has been approved for registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anlong Li’s Registration & Firm History

NY

10/25/2022 - Present

HAP Trading, LLC (NEW YORK NY)

IL

08/12/2019 - 08/28/2020

XR SECURITIES LLC (CHICAGO IL)

IL

02/12/2013 - 09/13/2013

ALLSTON TRADING LLC (CHICAGO IL)

IL

06/14/2011 - 11/14/2012

SPOT TRADING L.L.C. (CHICAGO IL)

IL

06/27/2000 - 08/24/2001

CITADEL TRADING GROUP L.L.C. (CHICAGO IL)

CT

10/31/1997 - 04/06/2000

ABN AMRO INCORPORATED (STAMFORD CT)

IL

09/28/1995 - 11/03/1995

FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)

NY

04/03/1993 - 01/18/1994

SALOMON BROTHERS INC. (NEW YORK NY)

NY

06/12/1992 - 03/30/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2011

Series 24 - General Securities Principal Examination

BC

Issued 08/12/2019

Series 57TO - Securities Trader Exam

BC

Issued 07/10/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 12/17/1993

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anlong Li.
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