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Ankush Gupta

Santander US Capital Markets LLC

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About Ankush Gupta

Ankush Gupta is a registered representative with Santander US Capital Markets LLC. Ankush has been in the securities industry since June 24, 2013. Ankush holds the Series 63, SIE, Series 7 and Series 79 licenses. Ankush is registered with the state of California. Ankush was previously employed with MOELIS & COMPANY LLC.

Firm Information

Ankush Gupta is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ankush Gupta’s Registration & Firm History

CA

07/02/2024 - Present

Santander US Capital Markets LLC (San Francisco CA)

CA

06/25/2013 - 07/02/2024

MOELIS & COMPANY LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2015

Series 7 - General Securities Representative Examination

BC

Issued 06/25/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ankush Gupta.
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