Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anjian? Claim Your ProfileAnjian Su is a financial professional with over 20 years of experience in the securities industry. Anjian has a Series 6, 7, 63 and 66 license and is registered as a Registered Representative and Investment Advisor Representative with HSBC Securities (USA) Inc. Anjian specializes in providing asset allocation recommendations and portfolio management for individuals, families, and businesses. Anjian is also qualified to provide investment advice for pooled investment vehicles. Anjian has been with HSBC Securities (USA) Inc. since 2007 and has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/06/2023 - Present
Hsbc Securities (usa) Inc. (FLUSHING NY)
NY
02/21/2002 - 09/10/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
09/28/2001 - 02/14/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
10/11/2000 - 05/01/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 06/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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