Unclaimed
Anjali Prakash is a financial advisor registered with Bofa Securities, Inc. in New York, NY. Anjali has been working in the financial services industry since June 11, 2006. Anjali is licensed to provide securities services in all 50 states. Anjali has passed the Series 7, Series 63, and SIE exams. Anjali is a registered representative of Bofa Securities, Inc. with a branch office located in New York, NY. Anjali is a registered representative of Bofa Securities, Inc. with a branch office located in New York, NY. Anjali has been registered with Bofa Securities, Inc. since April 16, 2020. Prior to joining Bofa Securities, Inc., Anjali was a registered representative of BBVA Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/16/2020 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/30/2011 - 03/24/2020
BBVA SECURITIES INC. (NEW YORK NY)
NY
11/01/2004 - 11/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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