Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anita? Claim Your ProfileAnita Brennan is a financial advisor with over 40 years of experience in the industry. She is currently registered with UBS Financial Services Inc., where she has worked since 2000. Anita has a diverse background, having worked for several prominent firms including Salomon Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, Shearson Lehman/American Express Inc., Paine, Webber, Jackson & Curtis Inc., and Blyth Eastman Dillon & Co. Incorporated. She has a strong track record of success in providing investment advice to individuals and corporations. Anita holds several licenses including Series 7, Series 5, Series 63, and Series 66. Anita has earned a strong reputation in the industry and is highly regarded by her peers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
06/15/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
04/18/2000 - 10/15/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
NY
07/31/1993 - 04/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/21/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
09/29/1980 - 12/05/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
01/31/1980 - 10/16/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/01/1978 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BOTH
Issued 07/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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