Unclaimed
Anita Louise Hawks is a financial advisor who has been working in the industry since 1991. She is currently registered with MML Investors Services, LLC in Minnesota and Texas. Anita Louise Hawks specializes in providing financial planning, asset allocation programs, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
05/26/2017 - Present
MML Investors Services, LLC (Austin TX)
MN
07/14/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
04/02/2007 - 06/03/2008
MORGAN STANLEY & CO. INCORPORATED (WAYZATA MN)
MN
04/27/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WAYZATA MN)
NY
04/01/2003 - 05/16/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
07/18/1997 - 03/27/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
10/30/1992 - 07/21/1997
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NA
01/21/1987 - 02/19/1988
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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