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Anita K Rausch

Alliancebernstein Investments, Inc.

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About Anita K Rausch

Anita Rausch is a financial advisor with over 20 years of experience in the industry. Anita is currently registered with Alliancebernstein Investments, Inc. and is licensed to provide investment advice in all 50 states and the District of Columbia. Anita has a strong track record of success in providing personalized financial advice to her clients. Previously, Anita has also worked for FORESIDE FUND SERVICES, LLC, ALPS DISTRIBUTORS, INC., J.P. MORGAN SECURITIES LLC and MORGAN STANLEY & CO. INCORPORATED. Anita holds the Series 3, 7, 24, 55 and 63 licenses, as well as the SIE exam.

Firm Information

Anita Rausch is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anita Rausch’s Registration & Firm History

NY

06/15/2022 - Present

Alliancebernstein Investments, Inc. (NEW YORK NY)

NY

02/24/2015 - 05/20/2022

FORESIDE FUND SERVICES, LLC (New York NY)

NY

01/17/2013 - 12/31/2014

ALPS DISTRIBUTORS, INC. (NEW YORK NY)

NY

10/13/2009 - 07/06/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/02/2001 - 02/13/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/19/2002

Series 3 - National Commodity Futures Examination

BC

Issued 06/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anita K Rausch.
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