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Anita C Woo

Intrepid Investment Bankers LLC

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About Anita C Woo

Anita Woo is a financial professional with Intrepid Investment Bankers LLC. Anita is a Series 99TO and SIE exam holder. She has been in the industry since 2021. Anita has a previous employment with UnionBanc Investment Services, LLC. Anita is registered with FINRA.

Firm Information

Anita Woo is currently registered with Intrepid Investment Bankers LLC. Intrepid Investment Bankers LLC is a Limited Liability Company formed on April 28, 2010. The firm is registered in Arizona, California, Colorado, Illinois, New York, North Carolina, and Utah. It also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anita Woo’s Registration & Firm History

CA

11/29/2021 - Present

Intrepid Investment Bankers LLC (LOS ANGELES CA)

CA

11/29/2021 - 11/30/2022

UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)

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Licenses & Designations

BC

Issued 11/29/2021

Series 99TO - Operations Professional Examination

BC

Issued 07/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anita C Woo.
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