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Anish Pasari

UBS Securities LLC

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About Anish Pasari

Anish Pasari is a financial professional with over seven years of experience in the securities industry. Anish has a Series 79, Series 63, and SIE licenses. Anish currently works at UBS Securities LLC where Anish is a Registered Representative. Prior to that, Anish was a registered representative at Credit Suisse Securities (USA) LLC and Barclays Capital Inc. Anish's background and experience equip Anish to provide valuable financial advice and services to clients.

Firm Information

Anish Pasari is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anish Pasari’s Registration & Firm History

NY

11/20/2023 - Present

UBS Securities LLC (New York NY)

NY

08/28/2018 - 11/20/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/28/2015 - 10/20/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anish Pasari.
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