Unclaimed
Anish Mallavarapu is a financial professional registered with Houlihan Lokey Capital, Inc. Anish is licensed to offer investment advice and securities in New York. Anish passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7TO) and the Uniform Securities Agent State Law Examination (Series 63) to obtain his current licenses. Anish is based in New York, New York and has been in the financial industry since July 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 03/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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