Unclaimed
Anil Thomas is a registered investment advisor representative with Stephens Investment Management Group, LLC. Anil holds Series 63 and Series 65 licenses as well as Series 7 and SIE licenses. Anil is registered in Illinois and Texas. Anil previously worked at IMST Distributors, LLC, Jackson National Life Distributors LLC, and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
08/12/2024 - Present
Stephens Investment Management Group, LLC (Evanston IL)
ME
09/11/2020 - 07/15/2024
IMST DISTRIBUTORS, LLC (PORTLAND ME)
IL
05/22/2018 - 07/13/2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (Chicago IL)
NY
08/29/2013 - 12/13/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 12/20/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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