Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anil? Claim Your ProfileAnil Mittal is a registered representative with Mizuho Securities USA LLC. Anil has been in the securities industry since 2012. Anil has a Series 63, Series 79, Series 24, and SIE license. Anil is registered to sell securities in 52 states and Puerto Rico. Before joining Mizuho Securities USA LLC, Anil was a registered representative with Nomura Securities International, Inc. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/25/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/18/2014 - 07/19/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/20/2011 - 02/01/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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