Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anil? Claim Your ProfileAnil Ratnani is a financial professional with over 13 years of experience in the financial services industry. Anil is currently registered with LPL Financial LLC in San Jose, California. Previously, Anil worked with Ameriprise Financial Services, LLC in San Mateo, California, and NYLIFE Securities LLC in Sunnyvale, California. Anil is a Series 6, 7, 63, and 66 licensed professional and holds a Series SIE designation. Anil specializes in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/17/2024 - Present
LPL Financial LLC (SAN JOSE CA)
CA
11/28/2016 - 07/03/2024
AMERIPRISE FINANCIAL SERVICES, LLC (SAN MATEO CA)
CA
07/29/2010 - 12/11/2015
NYLIFE SECURITIES LLC (SUNNYVALE CA)
BOTH
Issued 04/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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