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Anika Dholakia

Barclays Capital Inc.

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About Anika Dholakia

Anika Dholakia is a broker with Barclays Capital Inc., and is registered with the Financial Industry Regulatory Authority (FINRA). Anika has been in the industry for a little over a year and is licensed in all 50 states. She is a general securities representative, a research analyst and holds the Series 63, Series 7TO, Series 86, and Series 87 licenses. Before joining Barclays Capital Inc. in June of 2023, Anika was a broker with Credit Suisse Securities (USA) LLC from September 2022 until June 2023.

Firm Information

Anika Dholakia is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anika Dholakia’s Registration & Firm History

NY

06/07/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

09/17/2022 - 06/30/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/10/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anika Dholakia.
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